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Resources

Many law firms offer newsletters and other resources that can be extremely helpful in keeping up with changes in the hedge fund and broker-dealer industries. There are too many too name but here are a few of our favorites:

 

Schulte Roth & Zabel

Schulte is one of the top law firms for all things hedge fund. The newsletters and other information that they have available are terrific.

 

Dechert

Dechert is a top notch law firm and their materials on asset management are terrific.

 

Sutherland, Asbill & Brennan

Sutherland publishes a lot of material – particularly about FINRA broker-dealer issues. Eminently readable and helpful! Free links to regulatory sites and other places.

 

WilmerHale

WilmerHale is one of the top firms for regulatory issues – particularly in the broker-dealer space. Their website frequently publishes a lot of useful info.

 

Cadwalader

Cadwalader has developed a lot of resources including a web based research site called the “Cabinet”. There’s public access to a lot of the information – and then you can pay for more detailed analysis (though its pricy and their practice is stronger on banking and derivatives and less so on broker-dealer and fund work).

 

Akin Gump

Covers CFTC and SEC hedge/private equity fund issues.

COMPLIANCE TOOLS TO HELP YOU

Compliance Calendar

We have created the Compliance Action Calendar as a free download to pass our knowledge to you.

Get Calendar

Law Firm Resources

Many law firms offer newsletters and other resources  that can be extremely helpful in keeping up with changes in the hedge fund and broker-dealer industries.

Get Resources

Regulator Resources

All of the regulators offer lots information about hot topics on which they are focused.

Get Resources

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