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Adherence Expertise

 

Adherence has extensive experience working with hedge and private equity funds, investment companies, registered investment advisors, domestic and offshore entities, separate accounts, fund of funds and FINRA registered broker-dealers.

We have an in-depth knowledge of:

  • The Investment Advisers Act of 1940
  • CFTC, FINRA, and SEC regulations
  • The Investment Company Act of 1940
  • Dodd-Frank Wall Street Reform and Consumer Protection Act
  • Fed regulations
  • ERISA regulations
  • The Securities Act of 1933
  • The Securities Exchange Act of 1934

LEARN ABOUT US

Management Bios

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Adherence Expertise

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10 Things to Know About Adherence

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Adherence Compliance Group +1-917-885-2596
220 W. 93rd Street, #8C New York NY 10025